51,572 XNAS Volume
XNAS 21 Mar, 2025 10:00 AM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Yunfei Li | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Apr 2022 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Xiangyu Pei | Director, Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Apr 2022 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Yunfei Li | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.48 per share. | 03 Jun 2020 | 2,062,619 | 10,726,705 (20%) | 3% | 0.5 | 990,057 | COMMON STOCK |
| Dawei Li | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.05 per share. | 04 Sep 2019 | 1,384,717 | 6,733,359 (12%) | 3% | 1.1 | 1,453,953 | COMMON STOCK |
| Jianjun He | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2019 | 20,000 | 20,000 | - | - | Restricted Share Units | |
| J. Simon Xue | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2019 | 20,000 | 20,000 | - | - | Restricted Share Units | |
| Martha C. Agee | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2019 | 20,000 | 20,000 | - | - | Restricted Share Units | |
| Guosheng Wang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2019 | 70,000 | 70,000 | - | - | Restricted Share Units | |
| Wenwu Wang | GM subsidiary Dalian CBAK Pwr | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2019 | 250,000 | 250,000 | - | - | Restricted Share Units | |
| Yunfei Li | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2019 | 400,000 | 400,000 | - | - | Restricted Share Units | |
| Yunfei Li | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.05 per share. | 23 Aug 2019 | 2,938,067 | 8,530,752 (16%) | 7% | 1.0 | 3,084,970 | COMMON STOCK |
| Yunfei Li | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.02 per share. | 07 Jan 2019 | 1,666,667 | 5,592,685 (10%) | 6% | 1.0 | 1,700,000 | COMMON STOCK |
| Yunfei Li | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.50 per share. | 31 May 2017 | 746,018 | 3,926,018 (19%) | 3% | 1.5 | 1,119,027 | COMMON STOCK |
| Simon Xue | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Apr 2016 | 30,000 | 30,000 | - | - | Common Stock | |
| Guosheng Wang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Apr 2016 | 20,000 | 70,000 | - | - | Common Stock | |
| Wenwu Wang | Interim CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Apr 2016 | 20,000 | 70,000 | - | - | Common Stock | |
| Yunfei Li | Director, CHIEF EXECUTIVE OFFICER, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Apr 2016 | 150,000 | 3,180,000 | - | - | Common Stock | |
| Xiangqian Li | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Mar 2016 | 3,000,000 | 760,557 | - | - | Common Stock | |
| Yunfei Li | Director, CHIEF EXECUTIVE OFFICER, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Mar 2016 | 3,000,000 | 3,030,000 | - | - | Common Stock | |
| Chunzhi Zhang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2015 | 30,000 | 33,500 | - | - | Common Stock | |
| Jianjun He | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2015 | 30,000 | 30,000 | - | - | Common Stock | |
| Martha C. Agee | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2015 | 30,000 | 30,000 | - | - | Common Stock | |
| Jian Lin | Interim CTO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2015 | 10,000 | 10,000 | - | - | Common Stock | |
| Guosheng Wang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2015 | 50,000 | 50,000 | - | - | Common Stock | |
| Wengwu Wang | Interim CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2015 | 50,000 | 50,000 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Jun 2015 | 300 | 3,760,557 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Jun 2015 | 32,700 | 3,763,693 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Jun 2015 | 5,164 | 3,796,393 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Jun 2015 | 2,836 | 3,760,857 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Jun 2015 | 2,308 | 3,801,557 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Jun 2015 | 7,100 | 3,803,865 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Jun 2015 | 5,900 | 3,810,965 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 15 Jun 2015 | 2,500 | 3,825,365 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 15 Jun 2015 | 23,100 | 3,827,865 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 15 Jun 2015 | 8,500 | 3,816,865 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 Jun 2015 | 54,300 | 3,856,478 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 Jun 2015 | 3,400 | 3,850,965 | - | - | Common Stock | |
| Xiangqian Li | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 Jun 2015 | 2,113 | 3,854,365 | - | - | Common Stock | |
| Charlene Spoede Budd | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Aug 2011 | 250 | 18,250 | - | - | Common Stock, $0.001 par value per share | |
| Marcus Cui | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2011 | 80,400 | 80,400 | - | - | Employee Stock Option (right to buy) | |
| Richard B. Goodner | None | Other type of transaction at price $ 0.00 per share. | 19 Jan 2011 | 2,500 | 22,500 | - | - | Common Stock, $0.001 par value per share | |
| Charlene Spoede Budd | None | Other type of transaction at price $ 0.00 per share. | 19 Jan 2011 | 2,500 | 18,000 | - | - | Common Stock, $0.001 par value per share | |
| Chunzhi Zhang | None | Other type of transaction at price $ 0.00 per share. | 19 Jan 2011 | 2,500 | 17,500 | - | - | Common Stock, $0.001 par value per share | |
| Jun Zou | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jul 2010 | 80,000 | 80,000 | - | - | Employee Stock Option (right to buy) | |
| Richard B. Goodner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2010 | 5,000 | 25,000 | - | - | Common Stock, $0.001 par value per share | |
| Charlene Spoede Budd | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2010 | 5,000 | 20,500 | - | - | Common Stock, $0.001 par value per share | |
| Chunzhi Zhang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2010 | 5,000 | 20,000 | - | - | Common Stock, $0.001 par value per share | |
| Huanyu Mao | Director, Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2010 | 100,000 | 100,000 | - | - | Employee Stock Option (right to buy) | |
| Richard B. Goodner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2009 | 5,000 | 20,000 | - | - | Common Stock, $0.001 par value per share | |
| Charlene Spoede Budd | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2009 | 5,000 | 15,500 | - | - | Common Stock, $0.001 par value per share | |
| Chunzhi Zhang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2009 | 5,000 | 15,000 | - | - | Common Stock, $0.001 par value per share | |
| Xiangqian Li | Director, CEO, President and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2009 | 500,000 | 19,553,887 | - | - | Common Stock | |
| Yongbin Han | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Aug 2008 | 30,000 | 65,596 | - | - | Common Stock | |
| Yongbin Han | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Aug 2008 | 10,970 | 54,626 | - | - | Common Stock | |
| Richard B. Goodner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Aug 2008 | 5,000 | 15,000 | - | - | Common Stock, $.001 par value per share | |
| Charlene Spoede Budd | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Aug 2008 | 5,000 | 10,500 | - | - | Common Stock, $.001 par value per share | |
| Chunzhi Zhang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Aug 2008 | 5,000 | 10,000 | - | - | Common Stock, $.001 par value per share | |
| Xiangqian Li | Director, CEO, President and Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 May 2008 | 1,080,000 | 19,053,887 | - | - | Employee Stock Option (right to buy) | |
| Yongbin Han | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 13 Mar 2008 | 40,970 | 95,596 | - | - | Common Stock | |
| Huanyu Mao | COO, Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2008 | 200,000 | 200,000 | - | - | Employee Stock Option (right to buy) | |
| Tony Shen | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2008 | 120,000 | 120,000 | - | - | Employee Stock Option (right to buy) | |
| Kenneth G. Broom | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2008 | 40,000 | 40,000 | - | - | Employee Stock Option (right to buy) | |
| Xiangqian Li | Director, CEO, President and Chairman, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 22 Oct 2007 | 1,089,775 | 19,053,887 | - | - | Common Stock | |
| Yongbin Han | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 150,000 | 298,822 | - | - | Common Stock | |
| Yongbin Han | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 10,000 | 288,822 | - | - | Common Stock | |
| Yongbin Han | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 40,000 | 248,822 | - | - | Common Stock | |
| Yongbin Han | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 50,000 | 198,822 | - | - | Common Stock | |
| Yongbin Han | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 30,000 | 168,822 | - | - | Common Stock | |
| Yongbin Han | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 32,256 | 136,566 | - | - | Common Stock | |
| Yanlong Zou | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 44,903 | 70,485 | - | - | Common Stock | |
| Yanlong Zou | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 30,000 | 40,485 | - | - | Common Stock | |
| Houde Liu | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Sep 2007 | 13,657 | 20,485 | - | - | Common Stock | |
| Yanlong Zou | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 20 Sep 2007 | 15,200 | 115,388 | - | - | Common Stock | |
| Yanlong Zou | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 19 Sep 2007 | 5,000 | 130,588 | - | - | Common Stock | |
| Shuquan Zhang | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 17 Sep 2007 | 132,709 | 34,142 | - | - | Common Stock | |
| Yanlong Zou | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Sep 2007 | 5,000 | 140,388 | - | - | Common Stock | |
| Yanlong Zou | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Sep 2007 | 4,800 | 135,588 | - | - | Common Stock | |
| Yanlong Zou | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Sep 2007 | 10,000 | 149,045 | - | - | Common Stock | |
| Yanlong Zou | Vice President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Sep 2007 | 3,657 | 145,388 | - | - | Common Stock | |
| Richard B. Goodner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2007 | 5,000 | 10,000 | - | - | Common Stock | |
| Deng Zhongyi | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2007 | 200,000 | 200,000 | - | - | Stock Option (right to purchase) | |
| Yongbin Han | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2006 | 136,566 | 448,822 | - | - | Common Stock | |
| Yanlong Zou | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2006 | 34,142 | 159,045 | - | - | Common Stock | |
| Shuquan Zhang | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2006 | 34,142 | 166,851 | - | - | Common Stock | |
| Houde Liu | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2006 | 34,142 | 34,142 | - | - | Common Stock | |
| Xiangqian Li | Director, CEO, President and Chairman | Other type of transaction at price $ 0.00 per share. | 21 Dec 2006 | 1,089,775 | 20,143,662 | - | - | Common Stock | |
| Yongbin Han | CFO, Secretary & Treasurer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Sep 2006 | 200,000 | 0 | - | - | Option to Acquire Common Stock | |
| Yanlong Zou | Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Sep 2006 | 50,000 | 0 | - | - | Option (right to purchase) | |
| Shuquan Zhang | Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Sep 2006 | 50,000 | 0 | - | - | Option (right to purchase) | |
| Houde Liu | Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Sep 2006 | 50,000 | 0 | - | - | Option (right to purchase) | |
| Joseph R. Mannes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2006 | 5,000 | 5,000 | - | - | Common Stock | |
| Richard B. Goodner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2006 | 5,000 | 5,000 | - | - | Common Stock | |
| Jay J. Shi | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 May 2006 | 5,000 | 5,000 | - | - | Common Stock | |
| Yongbin Han | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2005 | 200,000 | 200,000 | - | - | Option (right to purchase) | |
| Huanyu Mao | COO, Chief Technichal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2005 | 200,000 | 200,000 | - | - | Option (right to purchase) | |
| Yanlong Zou | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2005 | 50,000 | 50,000 | - | - | Option (right to purchase) | |
| Shuquan Zhang | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2005 | 50,000 | 50,000 | - | - | Option (right to purchase) | |
| Houde Liu | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2005 | 50,000 | 50,000 | - | - | Option (right to purchase) | |
| Harry Miller | Director, president/sec/director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Jun 2004 | 99,858 | 1,001,958 | - | - | common shares par value $0.001 | |
| Harry Miller | Director, president/sec/director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Jun 2004 | 587,754 | 414,204 | - | - | common shares par value $0.001 | |
| Harry Miller | Director, president/sec/director, Ten Percent Owner | 14 Jun 2004 | 364,204 | 50,000 | - | - | common shares par value $0.001 |